| Starts: | Sunday November 15, 2009 at 9:00am |
|---|---|
| Ends: | Tuesday November 17, 2009 at 6:00pm |
| Event Type: | Training/Seminar |
| Location: |
NASDAQ Dubai Dubai, DUBAI AE |
| Price: | USD 3000 |
| Website: | http://www.ts.eu |
| Industry: | financial services |
| Keywords: | Compliance, Aml, Mlro, Nasdaq Dubai, Difc, Dfsa, Market Abuse, Regulatory |
| Intended For: | AML officers, Compliance Officers, people wanting to make a career shift to compliance |
| Organization: | NASDAQ Dubai & Total Solutions |
Anti Money Laundering:
Regulatory Environment of Anti Money Laundering Criminalisation of Money Laundering and Terrorism Finance Duties of a company in the Prevention of Money Laundering and Terrorism Finance Staff Awareness and Training Duties of Money Laundering Reporting Officer (MLRO)
Market Abuse:
Business Ethics, Market Misconduct and Fraud Reporting Personal Conduct
Compliance:
Regulatory Environment in the UAE Corporate Governance Policy and Compliance Data Protection Arrangements
Advanced Compliance:
Risk Assessment List of Activities Policies & Procedures Compliance Training
Please contact me on +971 4 323 0444 or email me on renuka@ts.eu